Seeking Wisdom and Doing Justice
Anthony Mansueto
with Maggie Mansueto
University of New Mexico – Gallup and
Seeking Wisdom
There
can be little doubt that the events of 11 September 2001 marked a shift in the
tenor of world events. Three years ago, as the second Clinton government neared
the end of its term and as the stock market was nearing new heights, one might
well have been tempted to believe neoliberal theorists who claimed that
history, if not quite at an end, was clearly on their side. Free trade and the
free movement of Capital were the order of the day. Ideologically driven
hold-outs, who in any case seemed to control only a few “rogue states,” were
gradually giving way before the combined force of economic embargo and military
bombardment, and being replaced by regimes focused on finding their niches in
the global market order. Global Capital was, in other words, everywhere
triumphant. And even those who had the insight to see that the neoliberal house
was, in fact, built of cards, tended to have recourse to an analysis which
sounded a great deal like historical materialism. After the defeat of the
Leninist-led national liberation movements the formation of a unified world
market was, at long last, uniting the dispossessed and setting the stage for an
international -–no global— challenge to Capital. If the future didn’t belong to
Frederick Hayek and Francis Fukuyama, then clearly it belonged to Marx. A
Weberian “war of the gods” (Weber 1919) seemed every bit as unlikely as a
renaissance Maoist millenarianism.
Today,
of course, it just such a war that we are being called on to enter. Samuel
Huntington’s Clash of Civilizations (Huntington 1993) has replaced
Francis Fukuyama’s End of History (Fukuyama 1989) as the “Little Red
Book” of the foreign policy establishment, and al Qaeda and Hizbut
Tahrir have displaced the World Social Forum and Autre Davos as the
vanguard of the opposition.[1]
What has happened?
The
answer, I would like to suggest, is that the advocates of global religious
warfare were there all along, waiting for their moment, and that neither the
neoliberals nor the neosocialists understand the real dynamics of the present
period. Does this mean that Huntington and Hizbut Tahrir are right? By
no means. What it does suggest is that struggles over fundamental questions of
meaning and value remain central to global political dynamics in a way that
neither the neoliberals nor the neosocialists are capable of understanding, and
that these struggles are deeply interwoven with (indeed are merely the ideal
side of) the struggles over ecosystem integrity and resource allocation which
we saw played out in the streets of Seattle and Davos.
In
order to make sense out of this situation –and figure out where the neoliberals
and neosocialists and religious warriors of all stripes fit into the puzzle--
we need a new kind of social theory, one which avoids both economic and
ideological reductionism, which takes seriously both the material
conditions under which human societies develop and their ordering to
transcendental ends, and which analyzes the dynamics of technological,
economic, political, and ideological regimes against the background of both.
***
We
humans are complex beings, deeply rooted in material reality, but driven by
profound spiritual aspirations. We are, on the one hand, animals, whose world
is defined, at least to begin with, by what we know with our senses and who
strive for ever more diverse and intense sensory experience. It is this desire
for pleasurable sensation which motivates us to do what we need to in order to
survive and reproduce and ensure the survival of the species. In this sense we
are not too different from dogs, who charm us precisely because we share so
much in common with them. Unlike dogs, however, we can abstract from the images
we garner from the senses and rise to ever higher principles. We can ask what
things are and what they mean and our sensations are thus always meaning laden
--and all the more pleasurable or painful because of this. We want to know what
the world means and to understand the significance of our place therein.[2]
These
twin aspects of human nature –material and spiritual-- come together in the one
activity which appears to be uniquely human and which, were we to meet other
species which engage in it, would define them as our close comrades in the
cosmic hierarchy: the act of production or creativity. Unlike other animals,
who merely reproduce, making more of their own kind, and unlike the angels of
Catholic doctrine who contemplate God and manage God’s creation, but do not
themselves engage in material creation, we humans are constantly engaged in
creating new and more complex forms of organization: new technologies, new
relationships and social structures, new forms of art, science, and wisdom. The
emergence of this new capacity is partly a result of our materiality and
finitude. The earth on which we evolved was already full of organisms which
prosper simply by means of rapid reproduction, so that the death of large
numbers of individuals is of little concern, and had it share of those which
exploit narrowly defined niches on the basis of great physical prowess. We
humans are neither rabbits nor lions. Big-brained weaklings that we are, we
take too long too gestate and grow to maturity for what population biologists
call an “r-strategy” centered on rapid reproduction to be realistic. And yet we
could hardly hope to compete with the large carnivores, who best us in
strength, speed, agility --and thus the ability to hunt. We had to learn
how to make things.
But production is
also, from the beginning, an intellectual act, and thus never purely material.
It involves an understanding of both the raw material and some end or purpose.
And even the most rudimentary ends --to help procure food, for example—have a
profound spiritual dimension. We seek to escape our finitude, at least for a
while, and to persist in Being. And once our more basic needs are taken care
for, we quickly turn to the pursuit of more complex ends which, taken together,
amount to civilizational progress or spiritual development. The development of
humanity’s productive capacities thus involves not only scientific progress,
which helps us to understand better the matter on which we work, but also
sapiential[3]
progress: an ever deeper understanding of the end to which humanity, and the
universe as a whole, are ordered. I have argued elsewhere that we must take
claims regarding these ends seriously as metaphysical propositions (Mansueto
1998, 1999, 2001, 2002). Whether or not one does this, it should be clear that
one must take them seriously as social facts. Civilizations are nothing more or
less than the product of our efforts to achieve definite spiritual ends under
definite material conditions, by means of definite social structures, and
cannot be properly understood without reference to all three types of factors.
In place of historical materialism, which attempted to explain history in terms
of the interaction of two factors (the force and relations of production, or
technology and economic structure), with the ecosystem largely ignored and
politics and culture understood as a superstructure which is at best
“relatively autonomous,” I propose the following:
1. The material basis
for the development of civilization is the human organism and the ecosystem or
ecosystems it inhabits, which constrain profoundly the range of survival
strategies which are open to it and thus the whole pattern of social
development.
2. The formal cause of
human civilization is social structure. Social structure includes:
2.1. technological structures, i.e. particular ways of reorganizing
physical and biological matter,
2.2. economic structures, i.e. particular ways of organizing human labor
and centralizing and allocating resources,
2.3. political structures, i.e. particular ways of building and
exercising power,
2.4. ideological-cultural structures, i.e. particular ways of organizing
our experience of the universe, including ways of approaching fundamental
questions of meaning and value, and
2.5. psycho-social structures, i.e. particular ways of organizing the
human psyche to serve the aims of the society in question.
3. Determination of the
ultimate final cause of human civilization in general is a matter for
metaphysical and ethics rather than social theory. The proximate final cause of
an individual civilization, is, however, simply the way in which that
civilization understands its end or teloV: i.e. the way in which it answers fundamental questions of meaning
and value. Thus Medieval Europe understood itself as ordered to Esse as
such, Medieval India to the union of Brahman and atman.[4]
The lines between
material basis and social structure and social structure and teleological
ordering are a bit ambiguous. Absolutely speaking the material basis is
confined to the ecosystem. Technology and economics are just as much social
products as politics and culture. Relatively speaking, however, the whole
“built up” infrastructure of a society, including its technological apparatus
and the social surplus it can generate, constitute the material foundation on
the basis of which political and cultural realities develop. A religious
ideology is, similarly, an integral part of the social structure, i.e. the way
a particular society is organized, and not itself an end or teloV. We gain access to the way a society
understands its ends, however, by analyzing its ideological-cultural structure.
The same is true of the relationship between the various instances of the
social structure. Organizing labor and centralizing and allocating resources
both involve building and exercising power. Building and exercising power,
similarly, generally involves an appeal to fundamental principles and values.
This is true even in predominantly secular societies. These categories should
thus be used flexibly in a way which serves the purposes of the particular
analysis which is being carried out.
From this point of
view it is possible to identify several different levels of social analysis:
civilizational, structural, etc. The category of a civilization is at
once broader than that of social structure and more specific. It is
broader in the sense that any given civilization may undergo a change in social
structure and still remain identifiably the same. This is because civilizations
are defined by a definite ideal. Thus the Puebloan peoples continue the
civilizational tradition of the Anasazi, but by very different means. At the same
time each civilization has its own unique ideal, and any attempt to classify
these ideals can only be approximate. Broadly speaking it is possible to
distinguish between nonaxial (band, tribal, communitarian, and archaic), axial
(tributary and petty commodity), and modern (capitalist and socialist)
civilizations. Nonaxial civilizations sense no fundamental disharmony in
the universe, in human society, or in the human soul which must be resolved.
Their aim is to preserve, not to restore. Axial civilizations, on the
other hand are founded on an effort to resolve just such disharmonies: human
finitude, sin, attachment, etc. Modern civilizations reduce these
disharmonies to technical or structural problems and claim to be able to
resolve them by means of science and technology (including the social sciences
and political technologies). The ideals which constitute civilizations are
constrained and shaped by the social conditions under which they develop. Thus
the connection, for example, which we have already noted, between the emergence
of petty commodity production and the phenomenon of the axial age. But they
also represent at least a partial grasp of the truth and can thus continue to
motivate human action long after the conditions which gave birth to them have
vanished. When this happens, the meaning of these ideals inevitably changes,
though this may happen consciously, when the ideals constitute a living
tradition which values both continuity and change, or unconsciously, as
fundamentalists reassert what they imagine to be ancient and unchanging truths
but which (even when the words remain the same) are really innovations.
Social structures
are more easily classified. Several distinctive types modes can be identified:
v
Band societies are found in a variety of ecosystems, and generally have
hunter-gatherer technology, a kinship system which only weakly influences the
formation of actual groups, and a totemic religious structure which brings
clans together for occasional religious festivals.
v
Tribal societies are also found in a variety of ecosystems, but persist longest on
open steppes or grass lands with large populations of ungulates. They have
generally developed advanced hunter-gatherer or pastoral nomadic technologies
which allow them to exploit these herds, sometimes supplemented with raiding or
trading, and have strongly developed kinship systems which largely organize
social life, and polytheistic religions often characterized by the emergence of
a male sky gods with warlike characteristics, such as the Aryan Indra or
the Turkic Tengri.
v
Communitarian societies are found in ecosystems which make the cultivation of food
relatively easy, and have developed horticultural or agricultural technology.
Land is generally owned by the clan or village and is often periodically
redistributed. A strong kinship system is cross-cut by social forms which
transcend kinship ties, such as the village itself and various religious
societies. The polytheistic religions of communitarian societies are
characterized by a strong emphasis on fertility rituals and are often dominated
by a goddess of wisdom and fertility, such as the Keres Sussistinako or
the universal Mediterranean goddess which forms the background of the cults of Isis
and Demeter.
v
Archaic societies are found especially but not exclusively in riverine ecosystems and
have advanced horticultural or agricultural technologies. Surplus is
centralized and reallocated by a temple complex, which may or may not form the
center of an urban concentration. The polytheistic religious ideologies of
archaic societies are characterized by the emergence of an increasingly
well-defined high god concept, often associated with the sun. The Anasazi stage
of the Puebloan civilization is characteristic of this form, as is the Mississippian
civilization.
v
Tributary societies are often founded as nomadic raiders conquer communitarian or
archaic riverine communities and impose rents, taxes, and forced labor,
eventually building large urban centers and transforming the religious
structure in a way which leads to a predominance of divine monarchs who
integrate both warlike and priestly functions, such as the Egyptian Ra or the Bablyonian Marduk.
v
Petty commodity societies generally emerge in coastal or oasis ecosystems on the
basis of specialized agricultural production. Resources are allocated by a
market in goods and services, and political structures, which may vary from
relatively democratic city state forms through large military empires, focus
their attention on capturing as much surplus through trade as possible.
Religious ideologies undergo a process of rationalization as myth gradually
gives way to philosophy and new religious movements emerge with a greater focus
on ethical conduct, social justice, and spiritual development. [5] These
ideologies gradually assert ever increasing influence, both by hegemonizing
state structures (Confucianism in Han or Sung China, Dar-Al Islam) or by
building monastic or mendicant communities which become major economic and
political as well as cultural actors (e.g. the Mahayana Buddhist monasteries of T’ang China or the Benedictine
monasteries of Medieval Europe; the Sufi orders throughout Dar-al
Islam, but especially Central Asia, and the Mendicant orders in late
Medieval and Baroque Europe and in New Spain).
v
Capitalist societies are defined by the development of industrial technologies, and
markets in labor power and capital as well as goods and services. Political
organization varies, but generally involves some sort of representative format
except in transitional periods, but is strongly subordinated to the market,
which it serves. Religious ideologies emphasize submission to a sovereign God
who is a reflex of the mysterious imperatives of the market order, or else
disappear altogether.
v
In socialist societies the state
displaces the capital markets as the principal resource allocator, something
which generally reflects a teleological ordering to civilizational progress
rather than capital accumulation and luxury consumption, although the markets in
goods and services, and in labor power, remain.
The way in which a
particular society is structured in turn constitutes a definite complex of
social actors. The most important of these are social classes, which are
constituted first of all by position with respect to the economic structure,
but which also develop their own characteristic forms of political organization
and their own ideologies. These may be a refraction of the larger aims of the
society as seen from their social location, but if the structure of the society
is deeply in contradiction with either their survival or their development,
oppressed social classes in particular may develop revolutionary ideologies
which at least aim to become alternative civilizational ideals. Class struggles
are thus never purely economic --even political-economic-- in character. They
are always, simultaneously, direct or indirect struggles around fundamental
questions of meaning and value. Peoples are groups of human beings
which, generally speaking, share a common homeland and have a common history
and culture. While they may have been incorporated into a larger civilizational
complex, they often have distinctive beliefs and values which may be a variant
on the dominant ideology of the civilization, but may also reflect an
alternative civilizational ideal which has been subordinated to those of the
dominant peoples in the civilization. When the oppressed classes and peoples of
a civilization cannot resolve its internal contradictions, these contradictions
are often resolved for them by invading peoples who impose an entirely new
civilizational ideal. This was the role of the Germans and Arabs in the
collapse of Roman Civilization. Gender, i.e. the meaning which a people
or a civilization attaches to sexual difference, as expressed in the sexual
division of labor, power relations within the family, kinship, and larger
social networks, and in the dominant ideology and culture, can also form a line
of demarcation along which social struggles unfold.
Now human societies
develop as human beings pursue the Good as they understand it, given the
constraints imposed on their perceptions by the material conditions and social
structures. They develop social structures in order to make possible the
pursuit of the Good under those material conditions. When those structures
begin to hold back their ability to pursue the Good they challenge and attempt
to modify them, sometimes gradually and incrementally, sometimes through
revolutionary upheavals. Particular ways of understanding our End or purpose
(i.e. particular ideologies) can serve either as catalysts for change or as
means of social control.
In analyzing the
dynamics of human societies it is necessary to distinguish between
civilizational, structural, periodic, and conjunctural crises.[6]
A civilizational crisis takes place when, generally after a succession
of structural crises, people actually lose faith in a civilizational ideal and
stop pursuing it. A structural crisis, on the other hand, arises from a
contradiction between the social structure or complex of structures by which
the civilization organizes its activities on the one hand and the underlying
material conditions (i.e. the ecosystem) and/or the real ends to which people
aspire. Structural crises can be, but are not always, resolved by fundamental
structural change. Anasazi-Pueblo civilization expanded beyond the carrying
capacity of the ecological niche it inhabited and responded to the resulting
crisis by decentralizing, abandoning large temple complexes of the sort we see
at Chaco for the scattered villages which we now see among the Puebloan
peoples, a shift which may also reflect changes at the religious level (Stuart
2001), but which also reflects significant civilizational continuity. Roman
civilization ran into a structural crisis because its basic strategy–using the
surplus generated by chattel slavery to buy into the Silk Road trade— ran into
insuperable limits. Logistic and ecological factors made further expansion
impossible, bringing an end to the wars of conquest which provided a steady
supply of slaves. The empire was forced to shift from the use of chattel slaves
to the use of settled, dependent peasants, known as coloni and to
significantly increase rates of exploitation. This exploitation was legitimated
as service to the common good using Christian religious ideals, something which
allowed the empire, but not, perhaps, Roman Civilization, to persist in parts
of the East, where elements of the old structure served a new ideal. In the
West and in the Masreq and the Mahgreb, this system lacked
credibility and Roman Civilization was displaced by the religious civilizations
of Christendom and Dar-al-Islam, both of which were inspired by ideals
radically different from those which shaped Rome.
Periods are characterized by well defined approaches to resolving the
fundamental tensions or contradictions within a particular social structure.
One might, for example, speak of a democratic period in Hellenic Civilization,
in which land reform and political concessions helped to ease the
contradictions between the Athenian peasantry and the large landowners without,
however, fundamentally altering the basic, petty commodity/chattel slave
structure of the society. Welfare state capitalism was also such a well defined
period. Periodic crises occur when a given way of containing contradictions
stops working without, however, necessitating a global change in social
structure. Subperiods of various degrees of importance are defined by
lesser shifts in strategy by the ruling classes, often in response to the
development of new adversaries or competitors.
By a conjuncture
we mean a definite moment in history defined by a specific constellation of
social forces which come together to affect, or attempt to affect, change in
the teleological ordering of a society (i.e. a civilizational change), in its
underlying structure, or in the strategy of the ruling classes.
***
What can this
approach to social theory tell us about the current situation? In order to
answer this question, we need first to define the main structural dynamics of
our civilization. I would like to suggest that Marx’s analysis of these
dynamics, while it had considerable merit, did not go deep enough. Marx
understood brilliantly the capitalist structure of our society,
including its internal contradictions. In doing so, however, he implicitly made
reference to a larger civilizational ideal, whose aims and values he embraced,
and against which he measured the successes and failures of capitalism. He
argued, in effect, that capitalist relations of production, because they
allocate resources to those activities which yield the highest rate of return
for the investor, rather than those which promote the most rapid development of
human productive capacities, stood in the way of the complete realization of
the larger promise of what is usually called modernity: i.e. a humanity which
is fully and completely its own master and which has achieved mastery over its
natural environment. It is to this larger promise of modernity that he
ultimately owed allegiance (Marx and Engels 1848/1978, Marx 1967/1967).
The reasons for
the limitations of Marx’s perspective are not hard to find. Modernity was still
young, and just then facing its first fundamental crisis. Historical materialism
offered an analysis of that crisis and socialism a strategy for resolving it by
means of fundamental structural transformation. Specifically, replacing or
supplementing the capital markets with the state as the principal resource
allocator allowed the continued progress of modern civilization: i.e. progress
in technological mastery over the natural environment, which would not
otherwise have been possible. The relative success of socialism for nearly 150
years defines an entire epoch in the history of modern civilization, as some
regions adopted socialism and others resisted. The current crisis, however,
runs much deeper. While it includes a crisis of capitalism and indeed of
socialism, it is fundamentally a crisis of modernity itself. Let me explain.
The very essence of modernity is to
understand in order to control. This dynamic plays itself out in a number of
different ways. Throughout most of the history of human civilization tecnh meant the ability to understand the
internal dynamism of various forms of matter (especially forms of living
matter) so that they could, quite literally, be cultivated. Medieval alchemy
represented a particularly advanced development of this approach, rooted in
Aristotelian (teleological) physics. Modern industry, on the other hand, is
based on a physics which has abandoned explanation for rigorous, mathematical
description, the search for meaning in favor of the ability to control. By
reducing matter to the local motion of point particles in time, mathematical physics
transforms nature into a machine which can, quite literally, be disassembled
and put back together to serve some other purpose. And this is precisely what
industry does. Fossil fuels are burned to release energy, which is used to
break down other forms of matter and then recombine them in a way which
reflects the will of the entrepreneur –or in its socialist variant, of the
state. And industry does the same thing with human labor. Ancient communities
are broken down and their members scattered to the far corners of the earth,
only to be reassembled by market forces or bureaucratic decree; ancient skills
are lost as tasks are broken down into their component parts, so that they can
be performed by unskilled workers (or rather workers whose skills no longer
matter) or even by machines.[7]
Modern economic systems and modern
states do essentially the same thing. Earlier forms of economic organization
tapped into the surplus generated by peasant communities and used it to further
the aims of the civilization in question. Sometimes this was done in a measured
way which respected the rights of the peasant communities to the resources they
needed in order to survive, reproduce, and develop themselves; sometimes it was
done in ways which were brutally oppressive. Sometimes the surplus was invested
in new technologies, in public life, and in the arts, sciences, philosophy, and
religion; sometimes it was used to support luxury consumption and wars of
conquest. But with the exception of relatively small groups of slaves,
throughout most of human history the people retained control over the immediate
process of production. And, as we noted above, as axial age and post-axial age
religious and philosophical systems (Buddhism, Confucianism, Hellenistic
philosophy, Christianity, and Islam) gained influence, they both shaped the way
states taxed and spent and gave birth to powerful, economically active
monasteries and other religious institutions which directed a significant part
of the social surplus product to higher, noneconomic goods. Capitalism and socialism both, on the other
hand, by reducing essentially the entire population to the status of
wage-laborer, place the whole productive capacity at the disposal of the
society’s principal economic organizer, and strips workers of both their entire
surplus product and of day to day control over the labor process. Capitalism
goes somewhat further in this regard, making even the entrepreneur the slave of
the capital markets, which demand that he provide them with the highest possible
rate of return on their investment. Socialism turns out to be a somewhat less
radical form of modernism, in this regard, with lax labor discipline and a
commitment to use the social surplus product in ways which promote
civilizational progress. There is still, however, a profound contradiction
between those who are able to participate directly in the civilizational
progress made possible by socialism –party elites and the higher
intelligentsia—and those whose labor generates the surplus which makes that
progress possible: the agrarian and industrial proletariat and the lower and
middle intelligentsia, and within the higher intelligentsia between those who
accept the official, materialist definition of civilizational progress and
those who advance alternative civilizational ideals. It should be noted however, that the population did not, on the
whole, welcome the efforts of so-called “reform communists” like Gorbachev,
whose first priority was to improve market discipline and reduce “corruption,”
i.e. to reduce the time and resources which were not available to the principal
economic organizer for allocation.
In the political and ideological arenas
modernity is defined by the closely related ideals of sovereignty (Maritain
1951) and secularity. By sovereignty we mean the idea that the state
stands outside and above the whole social formation, which it is able to
reorganize at will. By secularity we mean a way of life which, while not
necessarily atheistic, excludes or is at least untouched by the ideal of
spiritual development. Sovereign states must be secular, because the
recognition of some transcendental term to which they are accountable
undermines their autonomy, and inevitably constitutes sapiential authorities of
some kind which compete with the secular political leadership and undermine the
unitary power of the state. Under capitalism sovereignty and secularity mean
creating the conditions under which markets (which, Hayek 1988 to the contrary,
do not develop spontaneously) can operate freely, something which means
excluding from public discourse transcendental principles and values in terms
of which the market allocation or resources might be challenged. Under
socialism sovereignty means that the judgment of the state (or rather the
party) regarding resource allocation is final, and that it may not be
challenged by minorities either inside or outside the party by appealing to
higher principles.
Here again socialism turns out to
be the more moderate form of modernism. The socialist state is, first of all,
not truly unitary because of the presence of a party/state duality, or even a
party/state/enterprise plurality in which the party tends to put principle
above pragmatism and the state puts power interests above any purely economic
rationality. In the Soviet Union, furthermore, sovereignty was constructed by
stages. Initially it seemed Lenin’s intent to allow the existence of a
sapiential authority outside the party, or at least partly outside it, but
within the Marxist camp, in the form of the Communist Academy and the Institute
of Red Professors, which were the predecessors of the Institute of Philosophy
of the Soviet Academy of Sciences. Stalin and Mitin put an end to this when
they transferred sapiential authority to the Ideological Department of the
Central Committee, and assigned the Institute of Philosophy essentially
technical and advisory functions (Joravsky 1961, Rowley 1978). Finally, at the
end of the Soviet period Gorbachev moved to transfer power from the party to
the state, creating and assuming an Executive Presidency and effectively
replacing the Politburo with a National Security Council.
Modern ideology is always secular, even
when it is religious, and is deeply bound up with this whole ideal of
sovereignty. The Protestant Reformation, which gave birth to the modern
religion par excellence, rejected rational metaphysics and mysticism in
favor of faith and revelation and substituted submission to the sovereign will
of God, who condescends to save us even though we do not and cannot merit it,
for the ancient ideal of spiritual development. The most radical form of
Protestantism, dispensational premillenialism, goes so far as to argue that the
moral teachings of Jesus do not apply in the present “Church Age,” because they
form part of an earlier Jewish dispensation. Faith, understood as blind
submission to God’s plan, is all that matters. But even for liberal
Protestantism, concern for social ethics means limiting the damage from
industrialism and capitalist development, not challenging the primacy of
material progress among our civilizational ideals. Militant atheistic
secularisms simply substitute human sovereignty, achieved by means of
scientific and technological progress and social reform, for divine.[8]
Central to this project is a radical critique of all transcendental principles,
whether known rationally or on the
basis of mystical experience, in favor of purely secular, inner worldly ideals.
As I have shown elsewhere (Mansueto 1988, 1995) it is, in fact, quite
impossible to ground such inner worldly ideals as civilizational progress on a
purely secular basis, something which contributed in no small measure to the
instability and eventual collapse of socialist modernism.
It is just
precisely this modernist dynamic which people around the world are at long last
beginning to reject. This rejection is, to be sure, still incipient and uneven.
On the one hand, it is increasingly apparent that industrial claims on the
ecosystem and both capitalist and socialist claims on human labor have
undermined the integrity of both the ecosystem and the social fabric, calling
into question the long-term sustainability of our civilization. On the other
hand, like the peoples of Europe and the Mediterranean Basin during Late
Antiquity, the peoples of the earth today aspire to more than material
prosperity. People want to engage in creative, meaningful labor, over which
they exercise a significant measure of control, which makes a real contribution
to civilizational progress. They reject the idea that free elections are all
that there is to democracy and increasingly reaffirm the rights of particular
communities to self-governance. Above
all they want to develop spiritually. Thus the rise of diverse movements which
counterpose the ideal of spiritual development to both modern secularity and
the demand of fundamentalist religion for submissive obedience.
A word is in order
at this point regarding the much vaunted phenomenon of postmodernism or
postmodernity. This term is used in a wide range of different senses, to mean
many different things. Generally speaking, however, postmodernists share the
critique advanced here of modernity defined as “understanding in order to
control.” Following Heidegger, however, they locate the origins of this dynamic
in “metaphysics” or “ontotheology,” i.e. the attempt to rise rationally to
first principles, or more broadly in totalizing metanarratives which seek to
give global meaning to history and the human condition. As I have argued
elsewhere (Mansueto 1998, 1999) this is, in effect, an attack on transcendental
meaning and as such forms an integral part of the modernist dynamic.
Specifically, by “deconstructing” the ideological basis for the existence of
autonomous sapiential authorities they leave no power standing except the
marketplace. Postmodernists may see themselves as representing a sort of fourth
epoch in human civilization, which recognizes the disharmonies of the universe,
human society, and the human society, but which forswears any effort to resolve
them through either religious or secular means. In reality, however, they are
nothing but ideological apologists for capitalism, who portray as inevitable
the sufferings caused by capitalism, and thus neutralize the opposition of
those sectors of the population (the vast majority) for whom neoliberal
triumphalism lacks credibility.
None of this, to
be sure, should be taken to imply an endorsement of religious fundamentalism as
an appropriate answer to the crisis of modernity –on the contrary. But it does
define the beginnings of a profound civilizational crisis in the context of
which the appearance of such forces should not be surprising. We need next to
analyze the dynamics of the present period and conjuncture, to see why these
forces were able to rise to such prominence.
***
The present period
remains, fundamentally, one of sorting out and realignment in the wake of the
crisis of socialism and the collapse of the Soviet bloc. Neoliberals assumed
that this period would, in effect, be a kind of “mopping up” operation as the
final residues of resistance to global capital were pacified, either by
co-optation or by force. Thus the popularity of the “end of history” thesis in
the years immediately following the collapse of the Soviet bloc. The reality,
of course, has been very different. The defeat of modernity’s internal,
socialist opposition does not mean the resolution of the contradictions of
either capitalism or of modernity itself. On the contrary, without an
opposition to discipline its excesses, the internal contradictions of
capitalism and indeed of modernity have, if anything, become more exacerbated,
giving rise to new forms of opposition and new forms of resistance. In order to
understand the specific form of these contradictions, however, and of the
resistance they have engendered, we need to analyze the present period against
the background of the preceding “socialist” era.
As Marx
demonstrated, capitalism naturally and inevitably tends to generate two types
of crisis tendencies. On the one hand, as production becomes more technology
intensive, profits decline, leading to a tendency for capital to be reallocated
to low-wage, low-technology activities --e.g. to banana plantations in Honduras
rather than to railroads and steel mills in Pennsylvania (Marx 1867/1977). This
redeployment temporarily restores equilibrium, but in the long run lower wages
mean lower demand, resulting in profound tendencies towards underconsumption
(Marx 1848/1978). The result is the impoverishment of the working classes and
the emergence of an organized opposition to Capital.
As these
tendencies became apparent in the late 19th and early 20th
century, five distinct responses became apparent. The strongest countries –the
United States in particular-- used the super-profits from colonial exploitation
to cut their own working classes in on mass consumption. Transfer payments
funded more by deficit spending than by taxation ensured that even among the
unemployed effective demand never dropped too low. Collective bargaining
agreements ensured that wages increased with productivity, especially
productivity in the automobile and other consumer durables industries, while
military expenditures subsidized the development of new technologies –nuclear
energy, jet and rocket propulsion, and electronics and information processing.
State subsidies allowed an entire generation of workers, mostly the children of
immigrants, to acquire (an admittedly rather watered down) university education
and enter the ranks of the professional middle class, leaving behind the urban
ethnic neighborhoods which had been the crucible of resistance to capitalism
and modernity, for suburban tract developments utterly devoid of beauty and
culture where the only possible aim was to consume. The whole physical
infrastructure of the United States was rebuilt in a way which made it
structurally dependent on the automobile and thus on fossil fuels in a way
which was unheard of in the rest of the world. The result was a long wave of
growth from roughly 1945 to 1968 which, coupled with the anticommunist hysteria
of the 1950s, effectively silenced any real opposition (Davis 1985).
Countries which
lacked colonies, because they were late in unifying and industrializing
(Germany, Italy, and Japan) or which were rapidly losing them to rising
imperial powers (Spain and Portugal), had to fight hard to keep what they had
and gain more. This entailed a radical militarization of society, something
which was brought about by means of authoritarian mass movements which tapped
into national, popular, religious, and even democratic ideals to legitimate the
most antipopular and antidemocratic policies. This strategy, generally called fascist
after its Italian variant, was ultimately a failure, and Continental Europe and
Japan had to find a way to resolve the contradictions of capitalism on the
basis of a much reduced colonial empire.
Most analysts of
the post-World War II period (Aglietta
1987) have seen the US and European responses to the internal contradictions of
capitalism as similar, with Europe, for various historical reasons, developing
a stronger workers movement and a more complete welfare state. This analysis
ignores significant differences in both production and consumption patterns
between the two regions. Where the US pioneered the mass production of cheap
consumer goods for an enormous internal market which was guaranteed, in part,
through transfer payments, Europe focused on the production of high quality
capital and consumer goods for export to the wealthiest consumers around the world,
something which made possible massive increases in real wages without state
subsidy. Subsidies were used, rather to protect a culturally valuable peasant
population which might otherwise have succumbed to international competition
and the “rationalization” of agriculture. The products exported were not
necessarily based on cutting edge technologies; they were simply the best
products of their kind available anywhere: fine wine and cheese, luxury
automobiles, designer clothing and kitchen equipment, etc. Europe’s seizure of
this niche, which once belonged to China and India, was probably a legacy of
the guild system, which created an economic culture focused on competition
based on quality rather than price. Mass consumption in Europe is, furthermore,
largely collective and takes the form of access to health care, transportation,
and education far beyond what most people in the US would ever imagine
possible. To the extent that consumption is individual it consists largely in
far greater leisure time than that enjoyed by most North Americans, in the
enjoyment of the fruits of civilizational progress, if not participation in
their creation, and a smaller quantity of higher quality consumer goods than is
the case in the US. While the automobile and suburban sprawl have certainly
made their mark on Europe, real urban and village communities remain intact,
providing a context out of which a rich and varied public life can emerge. It
is just that workers and peasants are linked –literally, by high quality public
transportation systems, and figuratively, by an educational system far more
rigorous than that in the US-- to participation in the goods of human
civilization.
Japan followed a
unique strategy which utilized postwar US reconstruction aid to rebuild its industries
and position itself as an exporter of increasingly high-end industrial goods,
often implementing US technological innovations more rapidly and more
effectively than the US itself. Japanese corporations, rather than being
dependent on the capital markets for investment, essentially own each other in
an interlocking network of cartels. Shinto and Confucian values mobilize the
population for hard work and low levels of consumption while state subsidies
protect culturally valuable agricultural sectors such as rice production.
The weakest links
in the capitalist chain –Russia and some of the colonies—broke with capitalism
entirely and modernized on a socialist basis. The Soviet bloc in particular,
after some hesitation in the 1920s, followed a strategy of primitive socialist
accumulation and rapid industrialization. This made the Soviet Union a major
industrial power and provided the economic base to contribute to the defeat of
fascism. After the Second World War the resulting surplus was invested in building
the planet’s premier scientific and cultural apparatus and in raising a
significant portion of the population from the ranks of the industrial
proletariat to the intelligentsia. The result was a society which could pride
itself on having the highest percentage not only of scientists and engineers,
but also of philosophers on the planet (Mansueto 1995). China, on the other
hand, followed a strategy of rural demand led industrialization, which probably
left a higher percentage of the surplus in the hands of the (still mostly
rural, peasant) population, but did less to promote broad civilizational
progress (Mansueto 1995). Many countries in the Third World followed a moderate
version of one or the other of these socialist strategies, often under the guise
of a national or religious ideology: ; e.g.
Arab, Islamic, African, or Buddhist Socialism (Mansueto 1995). The rest,
unless they could extract monopoly rents on resources (mostly fossil fuels),
floundered.
Throughout most of
the postwar period, despite slight adjustments and occasional crises, the
United States and the Soviet bloc both advanced their causes primarily by means
of a war of position in Asia, Africa, and Latin America. Neither gave serious
consideration to the idea of forcing revolutionary change in the other. The
United States called this “containment.” The Soviet Union called it “peaceful
competition.”
To what extent
were these attempts to resolve or mitigate the contradictions of capitalism
also attempts to resolve or mitigate the contradictions of modernity?
This is a difficult question, a rigorous answer to which would require a more
extended analysis than is possible in the context of this paper. I would like
to suggest, however, that challenges to modernity at the level of the conscious
leadership of the popular movements were more influential than most analysts
allow, and that the mass base of these movements (especially the peasantry and
the petty bourgeoisie but also the working class) understood their struggle as
antimodern as well as anticapitalist. It must be remembered, for example, that
among the governing parties in postwar Europe, Christian Democratic parties
figured very prominently. These parties were, to an extraordinary degree,
influenced by the Thomist Jacques Maritain (Maritain 1937), who mounted a
powerful critique of modernity. While often their policies looked simply like a
moderate social democracy, there were differences. Christian Democrats are
largely responsible for the state subsidies which have protected the peasantry
and traditional petty bourgeoisies in Europe; they are also primarily
responsible for the creation of the European Union and significantly
responsible for the creation of the United Nations, which represent a
fundamental challenge to the concept of sovereignty, which we have shown to be
among the cornerstones of modernity. And Christian Democracy, of course,
represents above all an attempt to integrate a commitment to democracy and
pluralism with a rejection of secularism. More broadly, I would suggest, the
fact that Europeans have been more insulated from market forces than North
Americans, but less dependent on state bureaucracies than citizens of the
Soviet bloc, lead to a focus on integral human development which is now bearing
fruit in a rich spiritual culture. The Vatican may regard Christian Democracy
as a failure, because it failed to win the Europe over to loyalty to the
“hierarchy” and the “magisterium,” but this is because the Vatican itself
misunderstands actual historical Catholicism, which has never been about the
Crucified Messiah and his priests, but rather about the all sided cultivation
of human capacities, including, but not limited to, spiritual self-cultivation.
A Europe in which Celtic neopaganism and other non-Christian spiritualities
flourish and in which committed Catholics are challenging the hierarchy in ways
they have no where else: these are the real legacies of Christian Democracy,
which did not so much promote Catholicism as create a social space in which
diverse forms of spirituality could flourish.
Certain Third
World indigenous (Arab, African, and Buddhist) socialisms, as well as Gandhi’s satyagraha
movement, also represented a challenge to modernity simply by giving
premodern religious or other popular traditions a role in shaping public
policy. Despite their bad press many of these regimes (e.g. that of Julius
Nyere in Tanzania and that of U Nu in Burma) achieved extraordinary gains in
basic human development (life span, literacy, etc.) given the low priority
placed on economic growth and surplus generation (Mansueto 1995).
Socialist
movements, furthermore, even when they had a modernist and militantly atheistic
leadership, found their mass base in the struggle of peasants, artisans,
workers, and intellectuals to resist modernity. William Sewell, for example
(Sewell 1980) has shown that French socialism had its roots in the struggle of
the artisans to resist industrialization and capitalist development. I have
shown (Mansueto 1985) that the same was true for both Sicilian and much Italian
socialism and for Italian and other immigrant socialisms in the United States.
Similar arguments have been made for Russian socialism reaching back to the narodniki,
and for Mexican socialism reaching back to the time of Zapata, though the
specific role of religion was not always adequately acknowledged (Radkey 1958,
1962, Venturi 1968, Wolf 1969). More recently, the argument has been carried
over into an analysis of the “high” tradition of socialism, with thinkers such
as Scott Meikle (Meikle 1985) and James Daly (Daly 2000) arguing for the
centrality of an essentialist metaphysics and a natural law ethics to the
integrity of Marx’s thought. This should not be taken to mean that Marx was a
convinced critic of modernity, but it does suggest that his relationship to
modernism is ambiguous at best.
What happened? Why
did the postwar period of prosperity come to an end? Why did socialism, and
diverse attempts to mitigate the contradictions of capitalism by means of state
intervention, ultimately fail? The answer to this question is complex. On the
one hand, the tendency of capitalism was and is towards the establishment of a
unified global market in which resources can be instantaneously reallocated
without respect to national borders or indeed any other nonmarket factor.
During the period immediately following World War II, US industry was
sufficiently productive to compete effectively on a global scale in spite of
the fact that US wages were significantly higher those paid throughout much of
the rest of the planet. This high wage competitiveness was even more true of
Europe. US (and European and Japanese) capital, however, continued to redeploy
itself from the imperial metropoles to low wage areas of Asia, Africa, and the
Americas --a process which had begun in
the late 19th century. High levels of deficit spending, meanwhile,
necessary to finance transfer payments and military spending, led to high
interest rates and difficulties in capital formation. The result was economic
stagnation in the metropoles, as investment and thus productivity failed to
keep pace with wages, and proletarianization and underconsumption throughout
the Third World.
In response to
this crisis social movements emerged which challenged not just capitalism but
modernity itself. The student movement of the 1960s was above all a protest
against the transformation of that which had at least imagined itself a
free (petty bourgeois) intelligentsia into intellectual wage labor in service
to Capital. It is not surprising that these radicalized students were equally
reluctant to become intellectual servants of the socialist party-states. The
new wave of national liberation movements which emerged in the 1960s and 1970s,
like earlier socialist movements, had their principal social base in an often
deeply religious peasantry and looked forward not to primitive socialist
accumulation or Cultural Revolution on the Chinese model, but rather to
restoration of the historic rights and popular-religious traditions of the
peasant communities. Now, however, there was a difference. The Catholic Church,
which had been moving towards an alliance with the popular classes since at
least the middle of the nineteenth century, took the decisive step of opening
up the possibility of collaboration and even strategic alliance with the
communist movement, something which forced the international communist movement
to rethink its attitude towards religion. By the time Pope Paul VI died in
1978, it would not have been too much to speak of a de facto strategic
alliance between the Vatican and the Kremlin against the United States
and against global capitalism. Catholic priests, religious, and lay pastoral
agents formed part of an emerging revolutionary leadership which was no longer
wedded narrowly to modernity.
Capital was
divided over just how to respond to these movements and to the larger economic
crisis. The more progressive, globalist wing of Capital based in finance
capital and high technology industries in the US, and in the high-end export
sectors in Europe and Japan simply called a halt to increases in real
individual and social wages while they focused on investment in selected
regions of Asia, Africa, and Latin America. The long-range strategy seems to
have been for these regions to take over lower and mid- technology industrial
production –and become large scale importers of high-technology capital goods
from the United States and Europe. This approach was accompanied by a greater
emphasis on human rights in the Third World and by a more or less laissez-faire
approach to the national liberation movements, based on the conviction that
it was economics and not geopolitics or ideology which would drive history in
the long run. Capitalist or socialist or something in between, countries like
Nicaragua and Angola and Iran would be dependent on investments from the
imperial metropoles, on which they would have to pay interest or dividends, and
if they succeeded in industrializing, they would become net importers of
high-technology capital goods. It didn’t really matter what party was in power
there, or what their attitude was towards capitalism.
This strategy
failed to take into account both the crippling effect which loan payments were
already having on newly industrializing countries, something which made the
hope of transforming them into a real market for capital goods largely vain,
and the dynamics of unequal exchange (Emmanuel 1971) which mean that low-wage
countries always lose in trade. It also failed to take into account the
very real threat posed by the national liberation movements, which were no less
radical for being more religious and were not about to be co-opted. Finally,
the globalists failed to take into account political dynamics on the home
front. Throughout the postwar period a New Right based in declining industries
such as textiles and other low technology, low wage (and mostly nonunionized)
manufacturing sectors had been gradually gaining force. This sector made very
effective use of evangelical, and especially fundamentalist, Protestantism as a
linking ideology which permitted it to create a mass base among broad layers of
the petty bourgeoisie and the nonunionized working class suffering from the
same process of marginalization. Central to the political line of the Right was
a policy of much sharper confrontation with the Soviet Union and China. Partly
this was an attempt to appeal to patriotic and religious identities to win
acquiescence for attacks on wages in an effort to renew (at least temporarily)
the global competitiveness of low wage, low technology industries in the US.
Partly it was an attempt to make the planet safe, once again, for the
redeployment of capital to low wage, low technology activities abroad.
Ultimately it was
the inability of the dominant, globalist sector of the US ruling class
organized in the Trilateral Commission and represented by the Carter government
to respond effectively to the concerns of marginalized elements in the working
class and petty bourgeoisie which tipped the scales and allowed the Right to
seize control of the agenda and the Presidency in 1980. A similar group had
already come to power in Great Britain in 1978. Containment and co-optation of
the popular movements both at home and abroad gave way to an all out attack.
This was reflected both in attempts to dismantle as much as possible of the
welfare state and postwar collective bargaining arrangements as possible, and
in a decision to actually win the Cold War.
This latter
decision almost certainly caught the globalists off guard. One likes to think
they would have resisted had Reagan’s policy actually led to armed conflict
with the Soviet Union. But the seizure of power by the Right was accompanied by
an ill-timed attempt of on the part of the Soviet bloc to address internal
economic problems –an effort which led, ultimately, to its collapse.
The
specific reasons for this decision to reform and its precise timing remain a
matter of debate. A few points are, however, clear. First, whatever its social
costs, Stalin’s strategy of rapid industrialization had succeeded, and formed
the basis in the succeeding generation for large-scale investments in education
which created a large, highly literate intelligentsia with rapidly rising
expectations –expectations the Soviet economy was not really structured to
meet. On the one hand, only a small sector of this intelligentsia really
participated in the civilization-building achievements of the Soviet system in
a way which brought direct, personal satisfaction. Working as a line engineer
in a backward industry or teaching music in a regional university simply
doesn’t bring the same rewards as being a lead engineer in the world’s premier
space program or dancing with the Bolshoi Ballet. And the Soviet economy was
structured to emphasize accumulation and investment, not mass consumption,
which might have offered this stratum some compensation for their low status
and humdrum existence. At the same time, the old mechanisms of ideological
legitimation, which called on personal sacrifice in support of civilizational
progress, were failing. This is partly because the teloV of
civilizational progress could not be adequately grounded by the atheistic and
materialist ideology of the Communist Party, and partly because human beings,
however much they aspire to contribute to civilizational progress, also aspire
to higher, spiritual ends which that ideology denied. The result was growing
cynicism and discontent.
Initially, Soviet
advocates of perestroika argued simply that socialist property
relations, and in particular the centralized planning apparatus, were too
advanced for the still rather low level of development of the productive
forces. Gradually this initial thesis was displaced by the more radical claim
that the command economy itself had become an obstacle to development of the
productive forces. While extraordinarily effective in mobilizing the resources
for rapid industrialization, an economic system structured around state
ownership of the means of production and allocation of resources by centralized
planning agencies could not organize the complex activities which characterize
a complex industrial society. "Socialist" norms defending the rights
of workers, furthermore, became an obstacle to labor discipline. Soviet workers
in effect became lazy and inefficient, at the same time they were demanding improved
individual consumption standards. Gorbachev's own analysis is typical in this
regard.
At some stage, --this became particularly clear in the
latter half of the seventies-- something happened that was at first sight
inexplicable. The country began to lose momentum. Economic failures became more
frequent. Difficulties began to accumulate and deteriorate, and unresolved
problems to multiply. Elements of what we call stagnation and other phenomena
alien to socialism began to appear in the life of society. A kind of "braking
mechanism" affecting social and economic development formed. And all this
happened at a time when scientific and technological revolution opened up new
prospects for economic and social progress.
Analyzing the situation, we first discovered a slowing of economic
growth. In the last fifteen years the national income growth rates had declined
by more than a half and by the beginning of the eighties had fallen to a level
close to economic stagnation...
The gross output drive, particularrly in heavy industry, turned out to
be a top-priority task, just an end in itself. The same happened in capital
construction.
/span>
It became typical of many of our eeconomic executives to think not of
how to build up the national assets, but of how to put more material, labor and
working time into an item to sell it at a higher price...
The country became
"accustomed to giving priority to quantitative growth in production"
over qualitative growth, extensive accumulation priority over intensive
(Gorbachev 1987: 18-20).
To remedy this
situation Gorbachev proposed a return to market norms, in the context of a
mixed economy.
Our aim is to create a mixed, multiform
economy in which all forms of property ownership develop freely ... in order to
give the biggest number of working people the opportunity to become owners
(Gorbachev 1991).
Agriculture and much
of industry would be reprivatized, and price controls and other mechanisms of
centralized planning gradually abandoned. The Soviet Union would be preserved
as a unified market in which a mixed economy could develop, while the Soviet
state continued the generous support for education, research and development
which have been one of its greatest strengths.
Gorbachev calculated,
quite correctly, that if he was to defeat entrenched bureaucratic elites in the
party and state bureaucracies he would need the support of the people. This
meant an end to repressive strategies for political control, and ultimately the
establishment of a multiparty system. He did not, however, understand that much
of the regime’s residual legitimacy rested on precisely the lax labor
discipline and “corruption” he proposed to bring to an end. In short, Gorbachev
proposed a more intensely “modern” socialism, and the people said no.
Gorbachev also failed
to count on the dramatic change in political-theological line and geopolitical
strategy on the part of the Vatican. Integral to the geopolitical strategy of
the Right was an attack on the de facto alliance between the Vatican and
the Kremlin. There is significant evidence that the United States intelligence
networks played a significant role in the 1978 election of John Paul II, and
possibly the demise of his short-lived predecessor John Paul I. (Ezcurra 1986).
Unlike their predecessors, John Paul II, Joseph Cardinal Ratzinger, and their
allies seemed intent on a European future for the Catholic Church. Central to
this strategy was a reconquest of what they saw as a more conservative Central
and Eastern Europe, which might serve as a counterweight to a very secular
Western Europe, which they had already lost. The result was to catalyze the
emergence of the first really effective mass movement against a socialist
state, the Polish Solidarnosc, and ultimately of mass movements
throughout much of Eastern Europe. It was successful resistance there which
ultimately tipped the scales within the Soviet Union. When Gorbachev proved
himself unable to deliver on the –ultimately entirely unrealistic-- consumer
demands of the Soviet people, he was swept away in a tide of popular discontent
which took the Soviet state and the socialist system with it.
The collapse of the Soviet bloc
had the effect of postponing the showdown between the globalist and nationalist
wings of the US ruling class. Global capital celebrated its victory and went
about creating a new system of global institutions which would effectively
insulate its rule from democratic pressures within the US or other nation
states. New investment opportunities in the former Soviet bloc and lower wages
within the US (a result of Reagan’s attack on labor), meanwhile, permitted a
global economic recovery. New technologies developed largely as a spin-off from
high levels of military spending, such as personal computers and the internet,
created new opportunities for investment, while lower taxes and lower federal
spending allowed money to flood the stock market, creating a temporary boom
which “floated everyone’s boat” and temporarily eased internal political
tensions, creating an appearance of a ruling class consensus which was
globalist and secular. It even appeared that there might be elements within the
new ruling bloc willing to address the ecological and labor concerns raised by
the left opposition to globalization.
Europe had been
developing, throughout this period, along rather different lines than the
United States. Its high-end export strategy left it less vulnerable to the
effects of globalization and the redeployment of industrial capital to the
Third World, though not entirely immune. While Social Democratic and Christian
Democratic governments generally accepted the need to contain increases in
individual and social wages, even the most right-wing refrained from the sort
of wholesale assault on the welfare state which marked the Reagan and Thatcher
governments. In fact, they were often beaten back when they proposed even
modest cuts. Europe did not bear the economic burdens of the military
industrial complex, but also did not reap the benefits of high-tech spin-off.
As a result, Europeans experienced a less dramatic crisis in the 1970s and
1980s, and a less dramatic “recovery” or boom in the 1990s. The principal
political-economic “event” of the 1990s was not the internet or the
stock-market boom, but the continued expansion and ever deepening economic integration
of the European Union, which by the end of the decade had agreed on a common
currency and had effectively put an end to national borders within Europe.
While elements within the European ruling classes clearly see the establishment
of the European Union as a way to impose greater world-market discipline on the
planet’s most privileged working classes, there is little evidence that they
either can or want to go as far as the US in this respect. The principal
political contradictions within Europe have to do, rather, with the question of
just what European integration means. To what extent should the European Union,
and participation in the larger global market, be allowed to efface national
and local cultural specificity, including locally specific production methods
which have been the source not only of local pride but also significant export
revenue? What does integration mean for democracy? How far should Europe
expand? Can Europe accommodate former Soviet bloc countries with different
economic, political, and cultural histories and traditions? What about an
Islamic country like Turkey? To what extent should a commitment to pluralism be
allowed to compromise secularism, as Islamic immigrants bring to Europe its
first intensely religious minority in a century? Many feel that Europe, whether
understood as the home of secularism or as the core of a New Christendom, is
under assault from both a global capitalist culture which is associated with
the United States, and a resurgent Islam which, in the case of Spain, speaks
openly about a Re-reconquista and about recreating al-Andalus.
The result has been that Europe, as well, has witnessed the rise of a new Right
committed to something like a clash of civilizations. The difference is that
this Right is more popularly based, and less an instrument of powerful ruling
class interests, though there can be little doubt that fear of the economic and
cultural implications of immigration from Islamic countries is behind what
little support there is in Europe for the United States’ war on Islam.
Those who believed
the new consensus of the 1990s would be enduring not only overestimated the
contribution of technological advances such as the internet; they
underestimated the long term economic implications of globalization for the US.
A fully unified global market means a United States in which industrial wages
have been driven down to “world” levels, or else a US in which there is no
longer industry, at all and in which the population is divided between a small
elite of “symbolic analysts[9]”
as Clinton Labor Secretary Robert Reich called them, and broad masses of
impoverished service workers (Reich 1992). Clinton had no better plan for
addressing this reality than did Carter back in the 1970s. Modest community
college scholarships, Clinton’s idea of “investing in human development,” are
not enough to make everyone an investment banker or a software engineer, and
even if they were, then these groups would no longer be able to attract the
monopoly rents on skill which form the basis of their prosperity. The effect
was to undermine support for Clinton –and his anointed successor—among the
working classes and petty bourgeoisie.
The impact of
globalization has not, however, been confined to the working classes.
Globalization means a US in which the ruling class consists of core finance
capital and a few highly innovative technology companies able to survive
because they earn monopoly rents on their innovations. Everything else can be
done more cheaply elsewhere. While it is, to be sure, possible to redeploy
manufacturing overseas, service industries cannot be redeployed and US firms
operating overseas face both competition from local and European firms, against
which they enjoy no competitive advantage in a fully unified global market, and
resistance from workers whose wages are being driven below the value of their
labor power. Even those who survive would likely find themselves displaced from
the upper echelons of the ruling class by the finance-high tech alliance.
This is the key to
understanding the Bush “coup.” Initially the choice of Bush as a Republican
Presidential candidate had little to do with struggles within the ruling class
and everything to do with the desire of Republican political operatives to
agree on a candidate early enough to have a chance against the anointed
successor of a popular incumbent. Globalists within the Republic party assumed
that if George the Second didn’t share his father’s globalist convictions it
was simply because he lacked any convictions at all. It was up to them to
supply them. The Right certainly didn’t seem to see him as a one of their own,
though insiders may have been aware of a marked evangelical streak in what
little thinking he did. The difference is simply that the antiglobalists knew
he was their only hope. When the results of the election were in doubt they
leaned on the Supreme Court. Once he was in office they began a war of position
with the globalists who, like Colin Powell, held the key foreign policy
positions. This war of position was made easier by the events of 11 September
2001. And while it is still going on, the antiglobalists have clearly won
important victories and appear to have the upper hand.
What do they want?
There are, broadly speaking, two things which low-technology capital can do to
improve its position in the short to medium run. First, direct US military
occupation and administration of significant regions of the world would
give US capitalists a comparative advantage over European and Asian competitors
that otherwise seems forever lost. Second, creating a rising tide of
anti-Americanism abroad is the one way to slow the pace of globalization, or
even temporarily reverse it, without giving quarter to the antiglobalization
left, which is generally internationalist and sees its critique of the global
market as a way of supporting wages both in the US and overseas.
Military empire abroad and a war economy at home: this is a best case scenario
for those sectors of capital unable to compete in the new conditions which
emerged in the 1990s. It is also what the Right wanted in 1980 and thought they
had in 1984, until it was (inadvertently) stolen from them by Mikhail Gorbachev
and John Paul II.
What does this all
have to do with struggle over fundamental questions of meaning and value, and
with the crisis of modernity which I analyzed above? Everything. First, it is
largely by means of appeal to the “early modern” ideology of nationalist
Protestantism that the Right has been able to build its base among the traditional
petty bourgeoisie and working class of the United States. The idea of a “clash
of civilizations” between Christian “America” and Islam, essential to creating
both a military empire and a war economy, follow necessarily. Second, what we
have said about the Right in the United States is equally true of those other
advocates of a clash of civilizations: Islamic Fundamentalists, Hindu
Communalists, Russian “Eurasianists,” and all the rest. Fundamentally they
represent local elites unable to compete in a unified global market, and
equally unable to meet the demands of their workers, peasants, and petty
bourgeoisies without calling their own privileges into question. If the “end of
history” thesis was simply a way of stifling resistance to a neoliberal world
order which threatens the very future of humanity by making it seem inevitable
and beyond challenge, the “clash of civilizations” thesis is a way of
legitimating a retreat from globalism without awakening a powerful popular
movement.
The strategy works,
furthermore, because what oppresses the people is not merely capitalism,
national or global, though they are certainly capitalistically oppressed and
exploited, but rather modernity as such, which has given an alien power (the
market and/or the state) absolute control over their entire productive
capacity, requiring them to work as only slaves worked in the past, and to be
mentally and morally engaged by their work in a way which no slave ever was, in
service to ends which (in the case of socialism) are noble but inadequately
grounded by the hegemonic ideology, or (in the case of capitalism) ultimately
meaningless.
Fundamentalist
ideologies are appealing to such constituencies for a number of reasons. First
and foremost, they boldly offer meaning and hope in a world drowning in
nihilism and despair. Second, they do this in a way which does not require a
real break with the hallmarks of modern ideology: skepticism regarding reason,
and especially reason’s ability to resolve fundamental questions of meaning and
value, and pessimism regarding human nature. Fundamentalist ideologies counsel
not a rational ascent to knowledge of God, but rather faith in a revelation the
reasonableness of which has not yet been established. And they counsel not an
active struggle for spiritual development, but rather submission. They require
no break with industrial modes of production, with the larger market order, or
with bureaucratic forms of organization, which they simply propose to harness
to some higher aim or purpose. People can continue to live their lives as they
have, at least in broad outline, while suddenly finding new hope and new
purpose. Fundamentalism, in short, pretends to break with modernity, but
actually just mobilizes antimodernist discontent in the service of
antiglobalist capital.
The clash of
civilizations generated by competing fundamentalisms, finally, serves to divide
the potential opposition to global Capital. Fundamentalist Moslem attacks on
Buddhist shrines and Hindu temples –and on the rights of women-- allow the US
to pose as a defender of religious tolerance and human rights and to win to its
side constituencies which might otherwise oppose globalization from the left.
US attacks on Dar-al-Islam, similarly, force the ummah to close
ranks and shun dialogue with kaffirs.
This is the
position of the ruling classes, both wings of which represent not so much
conflicting civilizations as a sort of two-pronged assault on civilization
itself. What about the popular sectors? There can be little doubt that the
popular movements worldwide are still in the midst of a period of reorientation
and reorganization following the collapse of the Soviet bloc. There are,
however, real signs of hope. First, it would be a mistake to say that all local
elites have either been hegemonized by global Capital or opted for
fundamentalist antiglobalism. On the contrary, while they have been forced to
accommodate themselves to the reality of the global market and the strengthened
position of the United States during the past decade, the transitional elites
of formerly socialist countries in the Soviet bloc and the Third World have by
no means made an unambiguous decision for neoliberalism. After a decade of
cowering before the US in the hopes of gathering a few crumbs from the capitalist
table, Russia is at long last taking measured steps towards independence. Putin
is carefully trying to define a distinctively Russian path to development,
without conciliating his own fundamentalist right –the Eurasianist bloc
(Goubman 1995). The current Chinese leadership is composed largely of
technocrats anxious to improve their country’s position in the global market,
but debate rages between Neo-Legalists, intent on using state power to back up
market discipline, and Neo-Confucians and Populists who remind the leaders that
unless they govern in the interests of the people as a whole, they will lose
the coveted “Mandate of Heaven.” While the Bharatiya Janata Party in India
seems to have largely bought into the “clash of civilizations” thesis, the
Indian left, especially the Communist Party of India – Marxist, which has long
held the balance of power in Kerala, has a long history of collaboration with
popular religious forces, and the influence of the Gandhian tradition remains
strong in the countryside. Much of the Third World continues to be governed by
parties with roots in Arab, Islamic, or Buddhist Socialism or other populist
doctrines which are neither fundamentalist nor radically secularist in
character. Many of these elites are simply looking for a way forward.
Second, and more
important, there are broad sectors of the population which are clearly looking
for an alternative to both secularist, neoliberal globalism and a
fundamentalist “clash of civilizations.” Of particular importance in Europe and
North America is the large movement of progressive lay Catholics deeply
committed to their tradition but disgusted by the decadence of the clergy and
the repressive regime of the party currently in power in the Vatican. This
sector is complemented by a significant community of liberal Protestants.
Overlapping with these sectors is the growing New Age movement, the feminist
spirituality movement, neopaganism and earth centered spiritualities, and large
communities of converts to Buddhist and other Asian traditions.
Reconstructionist Judaism and the Tikkun movement reflect a similar
orientation. These sectors are all every bit as hostile to fundamentalism as
any secularist, but approach public life and the current situation in a way
which is informed, first and foremost, by specifically religious values and
thus at least implicitly at odds with the global market’s agnosticism regarding
values.
The depth of the
opposition is still greater in Asia, Africa, and Latin America. While the wave
of national liberation movements which peaked at the end of the 1970s was
defeated, the culture it created has not disappeared. The Popular Church and
the Theology of Liberation remain significant forces, as do Islamic Socialist
organizations such as the People’s Mojahedin Organization of Iran, which has a
predominantly female leadership and which is building a global “popular front
against fundamentalism,” and the grassroots “engaged” Buddhism represented by
leaders such as Thich Nhat Hanh and Acharn Buddhadasa
Bhikkhu.
In short what
“collapsed” with the Soviet Union in 1991 was the modernist left –the
left which was committed to resolving the contradictions of capitalism not so
much in order to liberate people and allow them to develop, but rather to place
at its own disposal the whole productive capacity of humanity. This modernist
left was deeply committed to the ideal of sovereignty and profoundly secular
even when it occasionally allied itself with religious forces, in the sense
that it believed that progress depended on human control of the universe. The
left which remains rejects modernism profoundly, not because it hates science
and technology or romanticizes some past golden age, but because it trusts
profoundly in the potential of individuals and communities and indeed the
universe as a whole to develop themselves, if only they are set free from the
bonds of Capital. It stands for a politics which rejects the concept of
sovereignty in favor of diffuse and competing centers of authority. It is also,
in the very deepest sense, a religious or at least a spiritual left, even when
it allies itself with secularists against fundamentalism, in the sense that it
is deeply convinced of the ultimate meaningfulness and indeed the sacredness of
the universe and of each and every human being. It is, in other words, the
party of civilization precisely because it is the party of meaning and of hope.
The current situation is not so much a clash of civilizations as it is a clash
between the forces of civilization, the popular front of all of humanity’s
wisdom traditions, and the enemies of civilization, both secular and
fundamentalist, and ultimately capitalist.
This “party of
meaning and of hope” does not represent an alternative to organizations
such as the World Social Forum, which has been the most important locus for
organizing left resistance to neoliberalism; it is, rather, the soul of
such organizations. As we have argued since the 1980s it is quite impossible to
mount a complete and consistent critique of capitalism from an atheistic
perspective. The crisis of the secular left has demonstrated that this judgment
was correct. As the opposition to global Capital recovers, it will be the
religious left which provides it with its vision and its strategy.
What should that
vision and strategy look like?
***
First, any
politics adequate to the current crisis must take seriously the full range of
human aspirations, which extend beyond a desire to meet basic subsistence
needs, beyond even an opportunity to do meaningful work and participate in
advancing the progress of human civilization. Human beings seek wisdom. We want
to explore fundamental questions and develop spiritually in whatever ways the
answers to those questions which we find most satisfying suggest. And we want a
society which values that pursuit –which, indeed, without denigrating
inner-worldly aims, values wisdom and spirituality above all else. At the same
time, this politics must not be confessional, but rather must itself be constituted
by a dialogue among representatives of all humanity’s wisdom traditions.
Second, any
politics adequate to the current crisis must be founded on a renunciation of
the ideal of sovereignty. This means, on the one hand, recognizing the priority
of principle over power. Human communities do not so much legislate as discern
together the nature of the Good and what it means for them, here and now. At
the same time renouncing sovereignty means restoring –or in some cases
recognizing for the first time-- the historic rights and legitimate autonomy of
tribes, village communities, neighborhoods, guilds, cities, universities,
religious communities –in short of the communities which actually carry out the
work of humanity and which together constitute the body politic. Only on
this basis will it be possible to constitute an effective and legitimate global
political authority –something which is demanded by pressing global issues,
such as the environmental crisis and by the existence of global economic
networks—which is in no sense a World State, but rather a community of
communities committed to the development of each and every one of its members.
Third, any
politics adequate to the current crisis must at once break the back of both the
capital markets and the market in labor power, which make human
creativity simply an instrument of private gain and a means of individual
survival and consumption interests, and it must do this without simply
transferring investment decisions to the state. This means exploring
alternatives to both capitalism and socialism –not a “middle way” between the
two, but something radically different. On the one hand, any new economic model
must restore to as many people as possible control over they own labor power
and its use on a day to day basis and it must guarantee that individuals retain
at least part of the surplus they produce to use as they see fit. On the other
hand, decisions regarding resource allocation must be made in a way which is at
once consultative and informed by principle and which guarantees adequate
levels of investment in the long term, all-sided development of human
capacities.
Finally, any
politics adequate to the current crisis must break with industrialism,
understood as a technological regime which breaks down matter and reorganizes
it rather than tapping into latent processes of development. This implies both
a different relationship with our physical and biological environment, which we
are in danger of rendering uninhabitable, and a different way of organizing
labor. Work must once again become a creative engagement with the matter we
work on, which understands the potential of that matter and helps perfect it
and which, like the old alchemical technologies, is thus a part of God’s work
in the world.
How do we create
such a politics? Our task is twofold. First, we must develop a new generation
of leaders. Or, to be more precise, each of the wisdom (philosophical and
religious) traditions which wants to participate in this effort must train a
new generation of leaders. A society dedicated to the full development of human
capacities, and which values the spiritual dimension of human development, must
have leaders who actually demonstrate that sort of development. Just how that
is understood will vary from one tradition to the next. I can speak only for
those who follow the via dialectica. For us the task is especially
difficult, since the two institutions we have built as vehicles for our
leadership –the university and the revolutionary party—are now among the most
discredited on the planet. We must find a new format which, like the
university, is respectful of pluralism and which gives truth priority over
power, but which like the revolutionary party is authentically committed to the
struggle for justice. We must identify emerging leaders who are hard workers,
without concern for personal gain, with exemplary fortitude demonstrated
through years of hard struggle, and who are deeply in love with Wisdom and
willing to accept her discipline –but not that of either the marketplace or
would-be tyrants, inside or outside the organization. We must give them a
training which we ourselves have purchased only at great price and thanks to
countless failures which demonstrated the inadequacy of our own preparation for
the tasks we have undertaken. On the intellectual side this means that they
must have a synoptic understanding of all the fine and liberal arts and
sciences (physical, biological and social), of the hermeneutic disciplines, and
of not only the dialectical ascent to first principles, but also of humanity’s
other principal wisdom traditions. On the moral side they must be helped to
cultivate a degree of virtue which is authentically heroic. And they must have
help through the dark nights of the soul which carry us to a knowledge of God
beyond that which dialectics alone can afford.
Other traditions
will have other priorities for their emerging leaders. Suffice it to say that
there can be no room for the perception that these leaders have entered
religious life or sought clerical or professorial status because they are
looking for a comfortable sinecure –much less because of unresolved
psychosexual issues. Secularism and fundamentalism have no better friends than
the pedophile priest and promiscuous professor.
Second, we must take dialogue
around fundamental questions of meaning and value into the public arena. We
must do this both at the leadership and at the popular levels. Statesmen (such
as there are), religious leaders, and academics must be challenged to address
foundational (i.e. metaphysical and moral) questions and to address each other,
both in print and in face to face discussions. This means direct engagement
with the mass media and the journalists they employ, who have made themselves
obstacles to, rather than vehicles of, meaningful dialogue. Meanwhile,
parishes, local congregations, synagogues, mosques, temples, and other
organizations which defend meaning and hope must be brought into the public
arena, not only to work on issues on which they agree (though this is
important) but to debate those on which they differ. Local religious leaders
must become authentic mediators between the high order debate carried out
between the senior leaders of various traditions and a vigorous local public
arena, able at once to explain and defend their own traditions and to encourage
respect for and learning from others. Powerful popular organizations based in
local schools, religious institutions, and other organizations which defend
meaning and hope will be able to demand that senior leaders engage in the kind
of discussion we have outlined above. At the same time, dialogue of this sort
will catalyze the emergence of a new type of popular organization. Already many
religious institutions are actively engaged in struggles for social justice.
But the tenor of the movement will be different from much of the religious
social activism of the 1980s and 1990s. It will, on the one hand, be more
religious, or rather more spiritual, in the sense that the value of
transcendental aims will be more explicitly acknowledged. This will not be a
movement which uses religious institutions as a base for financial and
institutional support, but rather an authentically spiritual movement for the
creation of a society which makes possible the full development of human capacities.
At the same time the movement will be far more pluralistic than the old
religious social activism which was mostly confessional in character. Seekers
and those who still have doubts about the ultimate meaningfulness of the
universe, but who want to be part of the search and the struggle will be
welcome, as will those who understand themselves as religious conservatives who
want to protect the spiritual values of human civilization from the degrading
effects of the market order.
Clearly it will
take a long time to transform the character of public discourse on a global
scale. But even a small beginning will serve to immunize the people against the
dangerous ideology of the clash of civilizations, while beginning to
demonstrate that, the neoliberal triumphalism of the last decade
notwithstanding, human history really isn’t at an end.
There can be no
doubt that we live in dark times. But
those of us who belong to the party of meaning and of hope –which is the only
true party of humanity—know that this darkness cannot last forever. The long
winter of capitalism and modernity is coming to an end. The false spring of
socialism at once gave us a respite and taught us the difference between
mitigating contradictions and actually resolving them. Now, beyond the present
storm, we can see the first signs of a true spring.
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[1] Hizbut Tahrir is an Islamic
fundamentalist organization based in Uzbekistan. See their The Inevitability
of the Clash of Civilization, which argues, among other things, that the
idea of inter-religious dialogue is just another tactic in the West’s struggle
against Islam. The World Social Forum is a global alliance of social movements
dedicated to combating capitalist globalization. Autre Davos was a mass
action convened by the World Social Forum in 2000 to counter the neoliberal
World Economic Forum held annually in Davos, Switzerland.
[2] This formulation, which may see reminiscent of
Fromm (Fromm 1947), actually goes much further. For Fromm human spirituality is
rooted in a disharmony in our existence. Unlike the other animals we are aware
of our finitude and isolation and this gives rise to an existential anxiety
which we seek to resolve by various means, some healthy (creative engagement
with the world around us), and some not. While Fromm allows for a sort of
nontheistic spirituality, he rejects the idea that we might actually be ordered
to an end which transcends human development and civilizational progress. My
own formulation, on the other hand, treats our animal capacities as the
material basis for the development of higher order abilities which are not in
conflict with them, but merely transcend them, and takes seriously the reality
of the transcendental ends to which we aspire.
[3] I use the term sapiential to include all those
disciplines which terminate or claim to terminate in wisdom or knowledge of
first principles: religion, philosophy, theology, mysticism, etc. Sapiential
progress is progress in wisdom; the sapiential authorities are those
authorities whose legitimacy is based on their wisdom: religious leaders but
also philosophers, theologians, mystics, and practitioners of connatural or
caritative wisdom.
[4] This frankly Aristotelian approach is the result
of a dual effort to address developments in the sciences which point towards
the need to reintegrate teleological thinking into scientific explanation, an
argument which I make in outline form in Knowing God: Restoring Reason in an
Age of Doubt (Mansueto 2002), and will I make at much greater length
in its sequel, Knowing God: The Ultimate Meaningfulness of the Universe,
and an effort to reintegrate both ecological and spiritual considerations into
dialectical and historical materialism which, when these are factored back in, is
Aristotelian.
[5] This is the so called axial age first
described by Karl Jaspers (Jaspers 1956), who points out that the period
between 800 and 200 BCE was characterized by the simultaneous origin of the
Confucian, Taoist, Buddhist, Hindu, Zoroastrian, Jewish, and Socratic
traditions. There is a connection between the development of petty commodity
production and religious rationalization. On the one hand the development of markets
gave people an experience of the universe as a system of quantities (prices),
and thus created the social conditions necessary for the development of formal
abstraction and an abstract mathematics. The result was, among other things, a
shift from myth to dialectics as the privileged means of ascent to first
principles. In a market society, however, there is no global end or purpose to
which all activity is ordered. This period was also, therefore, characterized
by the emergence of nihilistic and materialist ideologies, such as the Greek
Sophists and Atomists, the Indian Caravakas, and the Chinese Legalists, who
denied the existence of transcendental principles of meaning and value –and,
incidentally, served as effective ideologues for the ruling classes. The axial
age movements were, in large measure, an attempt to reground religious and
moral discourse in a way that made sense in an age when transcendental
principles had been called into question, and to address the growing injustice
which characterized petty commodity societies, either by proposing specific
reforms, as in the case of the Socratic, Jewish, and Confucian traditions, or
by challenging the drive for wealth and power
itself, which was seen as the root of injustice, an approach more characteristic
of Buddhism and Taoism. For further discussion of this thesis see Mansueto
2001, 2002.
[6] These distinctions derive from Louis Althusser
and his followers (Althusser and Balibar 1968/1970), but have been modified to
reflect the larger approach to social theory outlined above.
[7] The
trend in later industrial societies to employ what is in reality a still very
small percentage of workers with some sort of technical training really does
little to alter this pattern. The skills involved are still those required by
the market or the state. What can be learned in a two year or four year course
of technical training, furthermore, even if we arbitrarily house such training
in what we pretend to call a “college” or “university,” is far less than was
gained in preindustrial times in an apprenticeship of seven years.
[8] One caveat is in order here. Some militant
secularism is in fact very far from being atheistic and has nothing to do with
the rejection of religion as such, but with a rejection of Christianity and an
attempt to make room, under the guise of secular culture, for non-Christian
traditions. I have argued that this is precisely the case with the militant
secularism of Latin Europe and much of Latin America, where secularism means a
rejection of Christianity in favor of crypto-Jewish, crypto-Islamic, pagan, or
indigenous cultural currents, under conditions where it would be impossible to
be open about such aims (Mansueto 2002a). A similar phenomenon is apparent in
the US today as Jews, partisans of neopaganism, the New Age, various Asian
religious traditions, and even many Catholics and liberal Protestants line up
with the secularists against the Christian Right. Ultimately this is a
defeatist strategy because it gives hegemony to forces every bit as committed
as the Christian Right to keeping authentic ideals of spiritual development
from playing a role in public discourse.
[9] This was the term Reich used to describe
innovative problem solvers able to earn what amount to monopoly rents on skill.